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https://github.com/netbirdio/netbird.git
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agentnetwork: scope model allowlist per policy/group and provider
The model-allowlist guardrail was merged into one account-wide union
and enforced flat on every request, independent of which policy,
group, or provider actually authorised it. With multiple policies —
especially a mix of guardrailed and un-guardrailed ones — this
produced two defects:
- false-allow: a model allowlisted for one group/provider leaked to
any caller, because the flat union ignored which policy authorised
the request; and
- false-deny: a policy with no guardrail (intended unrestricted) had
its traffic blocked by an unrelated policy's allowlist.
Make enforcement policy/group-aware, mirroring how llm_limit_check
already resolves caps:
- Management (SelectPolicyForRequest) is authoritative. It now uses
the request model (already carried on the wire in
CheckLLMPolicyLimitsRequest.model, previously ignored) to keep only
the applicable policies whose guardrails permit the model; a policy
with no allowlist-enabled guardrail is unrestricted. When policies
govern the (provider, groups) but none permits the model it denies
with llm_policy.model_blocked. No proto change — the field already
existed and the proxy already sends it.
- The proxy llm_guardrail becomes a per-provider fail-closed backstop.
The synthesiser emits a per-provider allowlist only when every
policy authorising that provider restricts models; a provider
reachable by any un-guardrailed policy is omitted (unrestricted).
The middleware keys the allowlist by the resolved provider id and
keeps the unknown/undetermined-model fail-closed behaviour so
path-routed providers stay enforced when management is unreachable.
Unit tests cover the selector gate (block, allow, cross-group no-leak,
un-guardrailed policy unrestricted, undetermined-model fail-closed) and
the per-provider synthesis; an e2e proves all three properties end to
end over the tunnel. Docs updated for the new config shape and the
two-layer enforcement.
This commit is contained in:
@@ -10,11 +10,22 @@ import (
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)
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// Config is the JSON-decoded shape accepted by the factory. The
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// runtime path consumes the normalised allowlist; raw config is not
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// runtime path consumes the normalised allowlists; raw config is not
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// retained beyond construction.
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type Config struct {
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ModelAllowlist []string `json:"model_allowlist"`
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PromptCapture PromptCapture `json:"prompt_capture"`
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// ProviderAllowlists maps a resolved provider id (the value llm_router
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// stamps as KeyLLMResolvedProviderID) to that provider's model allowlist. A
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// provider present here is restricted to the listed models; a provider
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// absent is unrestricted. The synthesiser only lists a provider when EVERY
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// policy authorising it enables an allowlist, so a provider reachable by any
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// un-guardrailed policy is intentionally absent (unrestricted) here and the
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// precise per-policy/group decision is left to management. Keeping the gate
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// per-provider — rather than one account-wide union — is what stops a model
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// allowlisted for one provider from leaking onto another and stops an
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// un-guardrailed policy's traffic from being blocked by an unrelated
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// policy's allowlist.
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ProviderAllowlists map[string][]string `json:"provider_allowlists,omitempty"`
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PromptCapture PromptCapture `json:"prompt_capture"`
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}
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// PromptCapture toggles the optional prompt capture + redaction step
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@@ -55,20 +66,28 @@ func isEmptyJSON(raw []byte) bool {
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}
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// normaliseConfig lowercases and trims allowlist entries so the runtime
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// match is case-insensitive. Empty entries are dropped.
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// match is case-insensitive. Empty entries are dropped. A provider whose
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// entries all drop out keeps an empty (non-nil) list — an allowlist that
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// permits nothing — which is the intended "deny every model" for that
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// provider, distinct from the provider being absent (unrestricted).
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func normaliseConfig(cfg Config) Config {
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if len(cfg.ModelAllowlist) == 0 {
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if len(cfg.ProviderAllowlists) == 0 {
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cfg.ProviderAllowlists = nil
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return cfg
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}
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cleaned := make([]string, 0, len(cfg.ModelAllowlist))
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for _, entry := range cfg.ModelAllowlist {
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n := normaliseModel(entry)
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if n == "" {
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continue
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cleaned := make(map[string][]string, len(cfg.ProviderAllowlists))
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for provider, models := range cfg.ProviderAllowlists {
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list := make([]string, 0, len(models))
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for _, entry := range models {
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n := normaliseModel(entry)
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if n == "" {
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continue
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}
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list = append(list, n)
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}
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cleaned = append(cleaned, n)
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cleaned[provider] = list
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}
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cfg.ModelAllowlist = cleaned
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cfg.ProviderAllowlists = cleaned
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return cfg
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}
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@@ -83,8 +83,9 @@ func (m *Middleware) MutationsSupported() bool { return false }
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// prompt capture only affects the metadata emitted alongside an allow.
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func (m *Middleware) Invoke(_ context.Context, in *middleware.Input) (*middleware.Output, error) {
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model, modelPresent := lookupMetadata(in.Metadata, middleware.KeyLLMModel)
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providerID, _ := lookupMetadata(in.Metadata, middleware.KeyLLMResolvedProviderID)
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if denial := m.evaluateAllowlist(model, modelPresent); denial != nil {
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if denial := m.evaluateAllowlist(providerID, model, modelPresent); denial != nil {
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return denial, nil
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}
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@@ -110,20 +111,38 @@ func (m *Middleware) Invoke(_ context.Context, in *middleware.Input) (*middlewar
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// is a no-op.
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func (m *Middleware) Close() error { return nil }
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// evaluateAllowlist returns a deny Output when the configured allowlist
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// rejects the model. A nil return means the request should proceed.
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func (m *Middleware) evaluateAllowlist(model string, modelPresent bool) *middleware.Output {
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if len(m.cfg.ModelAllowlist) == 0 {
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// evaluateAllowlist returns a deny Output when the allowlist for the request's
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// resolved provider rejects the model. A nil return means the request should
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// proceed. The allowlist is scoped to the provider llm_router resolved: a
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// provider absent from the config is unrestricted, so an un-guardrailed policy's
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// traffic is never caught by an unrelated provider's allowlist.
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func (m *Middleware) evaluateAllowlist(providerID, model string, modelPresent bool) *middleware.Output {
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if len(m.cfg.ProviderAllowlists) == 0 {
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return nil
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}
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// Fail closed: with an allowlist configured, a request whose model the
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// upstream parser could not extract (absent or empty) must be denied rather
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// than allowed. This is what enforces the allowlist for URL/path-routed
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// providers (Bedrock, Vertex, ...) whose model lives outside the JSON body.
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// Restrictions exist for this account but the resolved provider is unknown,
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// so we cannot tell whether this request is bound for a restricted provider.
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// Fail closed rather than wave it through. In practice llm_router always
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// stamps the resolved provider before the guardrail runs (or denies first),
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// so this is a defensive guard, not the common path.
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if providerID == "" {
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return denyModel("", denyCodeModelUnknown, denyMessageModelUnknown, denyReasonModelUnknown)
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}
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allowlist, restricted := m.cfg.ProviderAllowlists[providerID]
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if !restricted {
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// This provider has no allowlist (some authorising policy left it
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// unrestricted); management owns any per-policy/group decision.
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return nil
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}
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// Fail closed: with an allowlist in effect for this provider, a request whose
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// model the upstream parser could not extract (absent or empty) must be
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// denied rather than allowed. This is what enforces the allowlist for
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// URL/path-routed providers (Bedrock, Vertex, ...) whose model lives outside
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// the JSON body.
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if !modelPresent || normaliseModel(model) == "" {
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return denyModel("", denyCodeModelUnknown, denyMessageModelUnknown, denyReasonModelUnknown)
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}
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if m.modelInAllowlist(model) {
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if modelInAllowlist(allowlist, model) {
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return nil
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}
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return denyModel(model, denyCodeModel, denyMessageModel, denyReasonModel)
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@@ -151,14 +170,15 @@ func denyModel(model, code, message, reason string) *middleware.Output {
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}
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}
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// modelInAllowlist reports whether the model matches any allowlist
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// entry under the case-insensitive, trim-tolerant comparison rule.
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func (m *Middleware) modelInAllowlist(model string) bool {
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// modelInAllowlist reports whether the model matches any entry in the supplied
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// (already-normalised) allowlist under the case-insensitive, trim-tolerant
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// comparison rule.
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func modelInAllowlist(allowlist []string, model string) bool {
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normalised := normaliseModel(model)
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if normalised == "" {
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return false
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}
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for _, allowed := range m.cfg.ModelAllowlist {
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for _, allowed := range allowlist {
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if allowed == normalised {
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return true
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}
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@@ -26,6 +26,25 @@ func newInput(meta ...middleware.KV) *middleware.Input {
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return &middleware.Input{Slot: middleware.SlotOnRequest, Metadata: meta}
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}
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const (
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testProvider = "prov-1"
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otherProvider = "prov-2"
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)
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// providerCfg builds a Config restricting testProvider to the given models.
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func providerCfg(models ...string) Config {
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return Config{ProviderAllowlists: map[string][]string{testProvider: models}}
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}
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// newInputProvider builds an input that carries a resolved provider id (as
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// llm_router would stamp) plus any extra metadata.
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func newInputProvider(provider string, meta ...middleware.KV) *middleware.Input {
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all := make([]middleware.KV, 0, len(meta)+1)
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all = append(all, middleware.KV{Key: middleware.KeyLLMResolvedProviderID, Value: provider})
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all = append(all, meta...)
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return &middleware.Input{Slot: middleware.SlotOnRequest, Metadata: all}
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}
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func TestMiddlewareIdentity(t *testing.T) {
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mw := New(Config{})
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assert.Equal(t, ID, mw.ID(), "middleware ID must be llm_guardrail")
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@@ -47,12 +66,12 @@ func TestMiddlewareIdentity(t *testing.T) {
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func TestAllowlistEmptyAllowsAnyModel(t *testing.T) {
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mw := New(Config{})
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out, err := mw.Invoke(context.Background(), newInput(
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out, err := mw.Invoke(context.Background(), newInputProvider(testProvider,
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middleware.KV{Key: middleware.KeyLLMModel, Value: "gpt-4o"},
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))
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require.NoError(t, err)
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require.NotNil(t, out)
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assert.Equal(t, middleware.DecisionAllow, out.Decision, "empty allowlist must allow any model")
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assert.Equal(t, middleware.DecisionAllow, out.Decision, "no provider allowlists must allow any model")
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v, ok := metaValue(t, out.Metadata, middleware.KeyLLMPolicyDecision)
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require.True(t, ok, "decision metadata must be emitted")
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assert.Equal(t, "allow", v, "decision must be allow")
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@@ -62,8 +81,8 @@ func TestAllowlistEmptyAllowsAnyModel(t *testing.T) {
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}
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func TestAllowlistMatchAllows(t *testing.T) {
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mw := New(Config{ModelAllowlist: []string{"gpt-4o", "claude-opus-4"}})
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out, err := mw.Invoke(context.Background(), newInput(
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mw := New(providerCfg("gpt-4o", "claude-opus-4"))
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out, err := mw.Invoke(context.Background(), newInputProvider(testProvider,
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middleware.KV{Key: middleware.KeyLLMModel, Value: "gpt-4o"},
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))
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require.NoError(t, err)
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@@ -71,8 +90,8 @@ func TestAllowlistMatchAllows(t *testing.T) {
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}
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func TestAllowlistMissDenies(t *testing.T) {
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mw := New(Config{ModelAllowlist: []string{"gpt-4o"}})
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out, err := mw.Invoke(context.Background(), newInput(
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mw := New(providerCfg("gpt-4o"))
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out, err := mw.Invoke(context.Background(), newInputProvider(testProvider,
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middleware.KV{Key: middleware.KeyLLMModel, Value: "claude-opus-4"},
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))
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require.NoError(t, err)
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@@ -91,10 +110,10 @@ func TestAllowlistMissDenies(t *testing.T) {
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}
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func TestAllowlistCaseInsensitive(t *testing.T) {
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mw := New(Config{ModelAllowlist: []string{" GPT-4o ", "Claude-OPUS-4"}})
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mw := New(providerCfg(" GPT-4o ", "Claude-OPUS-4"))
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cases := []string{"gpt-4o", "GPT-4O", " claude-opus-4 "}
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for _, model := range cases {
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out, err := mw.Invoke(context.Background(), newInput(
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out, err := mw.Invoke(context.Background(), newInputProvider(testProvider,
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middleware.KV{Key: middleware.KeyLLMModel, Value: model},
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))
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require.NoError(t, err)
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@@ -103,14 +122,15 @@ func TestAllowlistCaseInsensitive(t *testing.T) {
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}
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func TestAllowlistMissingModelKeyDenies(t *testing.T) {
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// Fail closed: with an allowlist configured, a request whose model the
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// parser could not extract (URL/path-routed providers such as Bedrock or
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// Vertex whose shape wasn't recognised) must be denied, not allowed.
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mw := New(Config{ModelAllowlist: []string{"gpt-4o"}})
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out, err := mw.Invoke(context.Background(), newInput())
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// Fail closed: with an allowlist in effect for the resolved provider, a
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// request whose model the parser could not extract (URL/path-routed
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// providers such as Bedrock or Vertex whose shape wasn't recognised) must be
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// denied, not allowed.
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mw := New(providerCfg("gpt-4o"))
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out, err := mw.Invoke(context.Background(), newInputProvider(testProvider))
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require.NoError(t, err)
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require.NotNil(t, out)
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assert.Equal(t, middleware.DecisionDeny, out.Decision, "absent model must be denied when an allowlist is set")
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assert.Equal(t, middleware.DecisionDeny, out.Decision, "absent model must be denied when the provider is restricted")
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assert.Equal(t, 403, out.DenyStatus, "deny status must be 403")
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require.NotNil(t, out.DenyReason, "deny reason must be populated")
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assert.Equal(t, "llm_policy.model_unknown", out.DenyReason.Code, "deny code must be model_unknown")
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@@ -122,26 +142,72 @@ func TestAllowlistMissingModelKeyDenies(t *testing.T) {
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func TestAllowlistEmptyModelValueDenies(t *testing.T) {
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// A present-but-empty model is as undeterminable as an absent one.
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mw := New(Config{ModelAllowlist: []string{"gpt-4o"}})
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out, err := mw.Invoke(context.Background(), newInput(
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mw := New(providerCfg("gpt-4o"))
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out, err := mw.Invoke(context.Background(), newInputProvider(testProvider,
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middleware.KV{Key: middleware.KeyLLMModel, Value: " "},
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))
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require.NoError(t, err)
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require.NotNil(t, out)
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assert.Equal(t, middleware.DecisionDeny, out.Decision, "empty model must be denied when an allowlist is set")
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assert.Equal(t, middleware.DecisionDeny, out.Decision, "empty model must be denied when the provider is restricted")
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require.NotNil(t, out.DenyReason, "deny reason must be populated")
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assert.Equal(t, "llm_policy.model_unknown", out.DenyReason.Code, "deny code must be model_unknown")
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}
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func TestAllowlistEmptyListAllowsMissingModel(t *testing.T) {
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// Without an allowlist there is nothing to enforce, so a missing model is
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// still allowed — the fail-closed rule only applies when a list is set.
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// Without any provider allowlists there is nothing to enforce, so a missing
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// model is still allowed — the fail-closed rule only applies when a
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// restriction is in effect.
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mw := New(Config{})
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out, err := mw.Invoke(context.Background(), newInput())
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require.NoError(t, err)
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assert.Equal(t, middleware.DecisionAllow, out.Decision, "no allowlist must allow even without a model")
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}
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func TestUnrestrictedProviderAllowsAnyModel(t *testing.T) {
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// testProvider is restricted, but the request resolved to otherProvider,
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// which carries no allowlist. Its traffic must not be caught by the other
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// provider's restriction — this is the cross-provider-leak / false-deny
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// guard. Management owns any per-policy/group decision for otherProvider.
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mw := New(providerCfg("gpt-4o"))
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out, err := mw.Invoke(context.Background(), newInputProvider(otherProvider,
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middleware.KV{Key: middleware.KeyLLMModel, Value: "claude-opus-4"},
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))
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require.NoError(t, err)
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assert.Equal(t, middleware.DecisionAllow, out.Decision, "an unrestricted provider must not inherit another provider's allowlist")
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}
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func TestPerProviderAllowlistsAreIsolated(t *testing.T) {
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// gpt-4o is allowed only on testProvider; claude-opus-4 only on
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// otherProvider. A model allowlisted for one provider must not be usable on
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// the other — the fail-closed layer never unions allowlists across providers.
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mw := New(Config{ProviderAllowlists: map[string][]string{
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testProvider: {"gpt-4o"},
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otherProvider: {"claude-opus-4"},
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}})
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out, err := mw.Invoke(context.Background(), newInputProvider(testProvider,
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middleware.KV{Key: middleware.KeyLLMModel, Value: "claude-opus-4"},
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))
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require.NoError(t, err)
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assert.Equal(t, middleware.DecisionDeny, out.Decision, "claude-opus-4 is allowed only on otherProvider, not testProvider")
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require.NotNil(t, out.DenyReason)
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assert.Equal(t, "llm_policy.model_blocked", out.DenyReason.Code, "cross-provider model must be blocked, not model_unknown")
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}
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func TestRestrictionsButNoResolvedProviderFailsClosed(t *testing.T) {
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// Restrictions exist for the account but the resolved provider id is absent,
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// so the request cannot be scoped to a provider. Fail closed rather than
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// wave it through.
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mw := New(providerCfg("gpt-4o"))
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out, err := mw.Invoke(context.Background(), newInput(
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middleware.KV{Key: middleware.KeyLLMModel, Value: "gpt-4o"},
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))
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require.NoError(t, err)
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require.NotNil(t, out)
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assert.Equal(t, middleware.DecisionDeny, out.Decision, "missing resolved provider must fail closed when restrictions exist")
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require.NotNil(t, out.DenyReason)
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assert.Equal(t, "llm_policy.model_unknown", out.DenyReason.Code, "deny code must be model_unknown")
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}
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func TestPromptCaptureDisabledEmitsNoPrompt(t *testing.T) {
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mw := New(Config{})
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out, err := mw.Invoke(context.Background(), newInput(
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@@ -217,8 +283,8 @@ func TestFactoryAcceptsZeroConfigs(t *testing.T) {
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func TestFactoryDecodesValidConfig(t *testing.T) {
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cfg := Config{
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ModelAllowlist: []string{"gpt-4o"},
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PromptCapture: PromptCapture{Enabled: true, RedactPii: true},
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ProviderAllowlists: map[string][]string{testProvider: {"gpt-4o"}},
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PromptCapture: PromptCapture{Enabled: true, RedactPii: true},
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}
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raw, err := json.Marshal(cfg)
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require.NoError(t, err, "marshalling test config must succeed")
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@@ -234,15 +300,15 @@ func TestFactoryRejectsMalformedJSON(t *testing.T) {
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}
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func TestFactoryNormalisesAllowlist(t *testing.T) {
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raw := []byte(`{"model_allowlist":[" GPT-4o ","",""," Claude-3 "]}`)
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raw := []byte(`{"provider_allowlists":{"prov-1":[" GPT-4o ","",""," Claude-3 "]}}`)
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mw, err := Factory{}.New(raw)
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require.NoError(t, err)
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out, err := mw.Invoke(context.Background(), newInput(
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out, err := mw.Invoke(context.Background(), newInputProvider(testProvider,
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middleware.KV{Key: middleware.KeyLLMModel, Value: "gpt-4o"},
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))
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require.NoError(t, err)
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assert.Equal(t, middleware.DecisionAllow, out.Decision, "factory must lowercase + trim allowlist entries")
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out2, err := mw.Invoke(context.Background(), newInput(
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out2, err := mw.Invoke(context.Background(), newInputProvider(testProvider,
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middleware.KV{Key: middleware.KeyLLMModel, Value: "claude-3"},
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))
|
||||
require.NoError(t, err)
|
||||
|
||||
@@ -25,10 +25,17 @@ func runParserGuardrail(t *testing.T, url string, body []byte, allowlist []strin
|
||||
})
|
||||
require.NoError(t, err, "parser must not error")
|
||||
|
||||
guard := llm_guardrail.New(llm_guardrail.Config{ModelAllowlist: allowlist})
|
||||
const providerID = "prov-under-test"
|
||||
guard := llm_guardrail.New(llm_guardrail.Config{
|
||||
ProviderAllowlists: map[string][]string{providerID: allowlist},
|
||||
})
|
||||
// The real chain has llm_router stamp the resolved provider id before the
|
||||
// guardrail runs; the parser doesn't, so add it here so the guardrail can
|
||||
// scope the allowlist to this provider.
|
||||
meta := append([]middleware.KV{{Key: middleware.KeyLLMResolvedProviderID, Value: providerID}}, parsed.Metadata...)
|
||||
out, err := guard.Invoke(context.Background(), &middleware.Input{
|
||||
Slot: middleware.SlotOnRequest,
|
||||
Metadata: parsed.Metadata,
|
||||
Metadata: meta,
|
||||
})
|
||||
require.NoError(t, err, "guardrail must not error")
|
||||
require.NotNil(t, out, "guardrail must return an output")
|
||||
|
||||
Reference in New Issue
Block a user